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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Beverly | MA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Beverly | MA | 11/2016 | Present |
TRUSTEE FOR AUNT, INVT RELATED, BEVERLY, MA, START DATE 7/31/2024, 1 HR PER MONTH AND DURING TRADING.; POWER OF ATTORNEY FOR AUNT, INV RELATED, BEVERY, MA, START: 9/30/2024, 1 HOUR A MONTH, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-12-14 |
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