Fredric Wallace Williams

Current Employers

Old Port Advisors

130 Middle Street 2Nd Floor, Portland, ME 04101-7104 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-29
ME	RA	APPROVED	2008-12-04

TX RA
APPROVED_RES

Since 2026-01-29
ME RA
APPROVED

Since 2008-12-04

Branch Locations

130 Middle Street 2Nd Floor, Portland, ME 04101-7104 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Old Port Advisors, Inc	Portland	ME	09/1997	Present

09/1997 → Present

Old Port Advisors, Inc

Portland, ME

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-07-14
S63	Uniform Securities Agent State Law Examination	1981-09-24

S65 Uniform Investment Adviser Law Examination

1992-07-14
S63 Uniform Securities Agent State Law Examination

1981-09-24

View on SEC IAPD

Current Employers

Old Port Advisors

Disclosures

Employment History

Exams

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