Thomas Wendell Otten

Current Employers

Employment History

• 11/2014 → Present
  Independent Financial Group
  Reno, NV

Previous Registrations

• 2012-06-13 → 2015-01-05
  First Allied Advisory Services, Inc.
  Reno, NV
• 2009-12-17 → 2012-07-02
  First Allied Securities, Inc.
  Reno, NV
  San Diego, CA
• 2007-10-03 → 2009-11-18
  Avisen Advisors, Llc
  Reno, NV
• 2003-07-01 → 2005-11-18
  Wells Fargo Clearing Services, Llc
  Reno, NV
• 2003-06-20 → 2003-07-01
  Prudential Equity Group, Llc
  Reno, NV

Other Businesses

(1) ANALYTIC WEALTH STRATEGIES, INC. POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 1495 Ridgeview Drive, Suite 220, Reno NV 89519, United States DESCRIPTION: (1) 100% OWNER AND IAR OF THE DBA ANALYTIC WEALTH STRATEGIES, INC. PROVIDING FINANCIAL AND ADVISORY SERVICES SINCE 2009. INVESTMENT RELATED. 100% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (2) CO-TRUSTEE POSITION: Agent/Representative NATURE: Acting as a POA, Trustee, Executor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/15/2021 ADDRESS: 12870 Silver Wolf Road, RENO NV 89511, United States DESCRIPTION: Co-trustee on trust for family (3) CHAINIT HOLDING, INC POSITION: Stock investor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2025 ADDRESS: 375 E 400 N, Morgan UT 84050, United States DESCRIPTION: Personal consulting to CEO regarding general business practices.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-01-20
• S63 Uniform Securities Agent State Law Examination
  1980-05-23