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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED_RES | 2020-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities Inc | San Diego | CA | 03/2007 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | Northbrook | IL | 09/2022 | Present |
1. COE FINANCIAL GROUP - DBA; INSURANCE; START DATE 09/20/2017; 4 HOURS A MONTH. 2. MELANIE DUGUID; TRI-CON COMMUNITY NURSERY CENTER; NON-PROFIT ORGANIZATION; START DATE 10/14/08 3. MIDWEST INSURANCE BROKERAGE, INC.; AGENT; INSURANCE; START DATE 01/01/2013; 4 HOUR 4. OHIO NATIONAL COMPANY, IC; INSURANCE; START DATE 09/20/2017. 5. TRI-CON COMMUNITY NURSERY CENTER; TREASURER; NON-PROFIT ORGANIZATION; START DATE 10/14/2008.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-04 |
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