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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-11-21 |
| TX | RA | APPROVED_RES | 2017-05-17 |
| PA | RA | APPROVED | 2005-08-01 |
Branch Locations
222 Haddon Avenue Suite 301, Haddon Township, NJ 08108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Haddon Township | NJ | 12/2002 | Present |
1.I OWN A CONDO IN PHILADELPHIA THAT I DECIDED TO RENT STARTING JANUARY 2010. IT IS LOCATED AT: MARKET STREET, PHILADELPHIA, PA 2.CORPORATE NAME: PHILLY SOFT PRETZEL FRANCHISE SYSTEM'S INC. INVESTMENT MADE ABOUT 20 YEARS AGO. I DO NOT HAVE ANY ROLE IN BUSINESS OPERATIONS. I SPENT NO TIME DURING OR AFTER BUSINESS HOURS AND AGAIN HAVE NO ROLE IN THEIR DECISION MAKING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-21 |
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