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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-07 |
| NY | RA | APPROVED | 2021-08-06 |
| TX | RA | APPROVED_RES | 2010-02-08 |
Branch Locations
789 Sw Federal Hwy Ste 102, Stuart, FL 34994 • United States
1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States
Stuart, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Stuart | FL | 11/2005 | Present |
| City National Bank | Stuart | FL | 03/2018 | Present |
NAME OF ENTITY: Northport Yacht Club ADDRESS: 11 Bluff Point Road Northport NY 11768 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Yacht Club START DATE: 02.01.24 CAPACITY: Other DUTIES: I will be the Commodore (President) and act in good interest on behalf of the Club HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-29 |
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