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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2019-07-31 |
| TX | RA | APPROVED | 2019-07-26 |
Branch Locations
5520 Kietzke Ln Ste 430, Reno, NV 89511 • United States
Reno, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Reno | NV | 02/2009 | 07/2019 |
| Ameriprise Financial Services Inc | Reno | NV | 07/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Reno | NV | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 8656 Eagle Chase Trail, , Reno, NV, 89523; Not Investment-Related; 04/13/2020.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-03 |
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