Thomas David Fischer

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 06/2024
  Securities America, Inc.
  Louisville, KY
• 01/2009 → 06/2024
  Securities America Advisors, Inc.
  Lavista, NE
• 02/2009 → Present
  Fischer Llc
  Louisville, KY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Louisville, KY

Previous Registrations

• 2009-01-23 → 2024-06-14
  Securities America Advisors, Inc.
  Louisville, KY
  Louisville, KY
• 2002-07-29 → 2009-02-06
  Brecek & Young Advisors, Inc.
  Louisville, KY
  Folsom, CA
  Louisville, KY

Other Businesses

***SECURITIES AMERICA ADVISORS, INC. INVESTMENT ADVISORY - INVESTMENT ADVISOR REPRESENTATIVE - INVESTMENT RELATED - START DATE: 01/2009 - LOCATED AT: 830 E MAIN ST. STE 105 LOUISVILLE, KY 40206 ***QUEEN CITY CAPITAL MANAGEMENT LLC PART OWNER AND SOLICITOR -SEC REGISTERED INVESTMENT ADVISORY FIRM INVESTMENT RELATED: YES - NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2012 - ADDRESS: 105 EAST FOURTH STREET, SUITE 800, CINCINNATI OH 45202 ***TD FISCHER LLC POSITION: Owner/advisor NATURE: TDFISCHER LLC 830 EAST MAIN ST STE 105 LOUISVILLE KY 402026- FINANCIAL SERVICES SINCE 11/98 OWNER - 140 DURING TRADING HOURS INSURANCE/FINANCIAL PLANNING INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/1998 ADDRESS: 830 E Main St, Ste 105, Louisville KY 40206 DESCRIPTION: Offer term life, LTC, fixed annuities and EIA annuities to clients when appropriate. ***QUEEN CITY CAPITAL MANAGEMENT LLC POSITION: SOLICITOR NATURE: PART OWNER AND SOLICITOR SEC REGISTERED INVESTMENT ADVISORY FIRM INVESTMENT RELATED INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2012 ADDRESS: 105 EAST FOURTH ST. SUITE 800, CINCINNATI OH 45202, United States DESCRIPTION: SOLICIT CLIENTS FOR INVESTMENT ASVISORY

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-01-31

Designations

• Certified Financial Planner