Brian Daniel Gruber

Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Redding, CA
• 05/2026 → Present
  Benjamin F. Edwards & Co., Inc.
  Redding, CA
• 11/2016 → 05/2018
  Wells Fargo Clearing Services, Llc
  Redding, CA
• 05/2018 → 05/2026
  Stifel Nicolaus & Co Inc
  Redding, CA

Previous Registrations

• 2018-05-18 → 2026-06-10
  Stifel, Nicolaus & Company, Incorporated
  Redding, CA
• 2008-01-01 → 2018-05-22
  Wells Fargo Clearing Services, Llc
  Redding, CA
• 1997-07-08 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Fort Jones, CA
  Redding, CA
  St. Louis, MO

Other Businesses

RENTAL PROPERTY, INV RELATED, REDDING, PA, 100% OWNER, START: 1/2016, 1 HOUR PER MONTH/0 DURING TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1980-07-12

Other Names

• Brian D Gruber