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5000 Birch Street, Suite 8000, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-06-08 |
Branch Locations
5000 Birch Street, Suite 8000, Newport Beach, CA 92660 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-08-01 |
| CA | RA | APPROVED | 1997-12-31 |
Branch Locations
990 W. 190Th St Ste 500, Torrance, CA 90502 • United States
5000 Birch Street #8000, Newport Beach, CA 92660-2158 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Newport Beach | CA | 12/1987 | Present |
| Pence Wealth Management | Newport Beach | CA | 12/2001 | 01/2024 |
| Pence Capital Management, Llc | Newport Beach | CA | 05/2016 | 10/2025 |
| Pence Real Estate Inc. | Newport Beach | CA | 02/2016 | Present |
1. 11/1/2002 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S). 2. 12/7/2006 - STARBUCKS - REAL ESTATE RENTAL - INV REL - HOUSTON, TEXAS - 1% TIME SPENT. 3. 10/27/2011 - NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - 2% TIME SPENT. 4. 1/9/2013 - PENDRAGON DEVELOPMENT CORP - REAL ESTATE RENTAL - INV REL - AR, TX AND CA OWN 75% - TIME SPENT 0%. 5. 10/16/2013 - NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - WOOD RIVER, IL - 1% TIME SPENT. 6. 09/23/2014 - PENCE WEALTH MANAGEMENT - Act in a Fiduciary Capacity - PRESIDENT - INV REL - AT REPORTED BUSINESS LOCATION - OBA START 4/2/2002 - 10 HRS PER MONTH/0 HRS DURING TRADING. 7. 04/22/2016 - Pence Real Estate - Mortgage/Real Estate Services - INV REL - AT REPORTED BUSINESS LOCATION - START DATE 12/27/2015 - Real Estate Broker - 8 HRS/MO; 0 HRS DURING SECS TRADING HOURS. 8. 08/02/2016 - Pence Capital Management- Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date 5 hours per month/ 0 hours during trading 9. 8/13/2020 - Pence Insurance Center - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 8/12/2020 - 15 Hour Per Month/10 Hours During Securities Trading. 10. 10/01/2025 - Pence Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/02/2002 - 10 hours per month. 11. 10/22/2025- Pence Real Estate, LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 02/24/2013- 1 Hour Per Month 12. 10/22/2025- Pence Income Properties LLC- INV Related- At Newport Beach, CA - Start date 09/13/2013- 1 Hour Per Month 13. 10/14/2025- Pence Real Estate NE LLC- Real Estate Rental- INV Related- At Newport Beach, CA - Start date 10/10/2024- 1 Hour Per Month 14. 07/10/2026 - Walnut Avenue Orange Rental - Real Estate Rental - Investment related - Orange, CA - Start date N/A - 1 Hour Per Month -
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-05-27 |
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