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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-01 |
| TX | RA | APPROVED | 2021-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Channel Islands Financial Group | Tustin | CA | 02/2014 | 08/2021 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2014 | 08/2021 |
| Mariner Wealth Advisors | Ventura | CA | 09/2021 | Present |
| Msec, Llc | Ventura | CA | 09/2021 | Present |
| Channel Islands Mediation Services | Ventura | CA | 10/2017 | Present |
| Channel Islands Law Group | Ventura | CA | 07/2004 | Present |
MSEC, LLC, VENTURA, CA; INVESTMENT RELATED; REGISTERED REPRESENTATIVE; START DATE 09/2021 ; 40 HRS/WK DURING SECURITIES TRADING HOURS. MARINER WEALTH ADVISORS, VENTURA, CA; INVESTMENT RELATED; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 09/2021; 40 HRS/WK DURING SECURITIES TRADING HOURS. INDEPENDENT INSURANCE AGENT Channel Islands Law Group-Not investment related-58 N. Ash St, Suite H, Ventura, CA 93001-Law Practice-Attorney/Owner-07/2004,40 hrs/mth-15 during trading hrs-Estate planning attorney, handles accounting for the firm. Channel Islands Mediation Services. Not Investment Related. 58 North Ash Street, Suite H, Ventura, CA 93001. Mediation Services. Principal. 10/2017. 10 Hrs/Mo; 2 Hrs During Trading Hours. Principal of the Firm, Conducting Mediation for Individuals and Businesses. CHANNEL ISLAND PARTNERS, LLC; NOT INVESTMENT RELATED; VENTURA, CA; PROPERTY OWNERSHIP; MEMBER;12/4/2018; 2 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS; OWNING AND MANAGING BUSINESS PROPERTY WHERE CHANNEL ISLANDS GROUP OFFICE IS. Worldwide Civility Council. Non-Investment Related. Ventura, CA. Non-Profit, Board member, Start 1/2020. 10hrs/mo, none during trading hours. Preside over meeting as a non-voting member. Help plan biennial conference. Prepare agendas. The Civility Mosaic Book Publishing. Non-Investment Related. Ventura, CA 93003. Book Publishing, Author. Start 3/29/21. 5hrs/mo, none during trading hours. Written book, possible promotional appearances. Notary Public, Investment related: N, Ventura, CA, Notary Public, 10/4/2022, 1 hours per month, 1 hours during trading hours, notarize documents. Russ Charvonia-Author; Not investment related, Ventura, CA, Children's book/series; Author, Start date: 1/1/2024, 1 hour per month, 0 hours during trading hours, book writing. Channel Islands Restoration; Not investment related, Ventura, CA, Non Profit, Vice Chair of the board, Start date: 2/18/25, 4 hours per month, 4 hours during trading hours, build and maintain agendas, preside over meetings. Conflict Resolution Institute; not investment related; Ventura, Ca; president & board member; start date 1/1/26; 4 hours /month, 0 during trading hours; mediation services
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-06-28 |
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