Daniel William Heffernan

Employer firm

Heffernan & Associates, Inc. CRD 104934

$18.7M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
LIFE INSURANCE, FIXED ANNUITIES

From the firm’s Form ADV. Read the guides:

Current Employers

Heffernan & Associates, Inc.

50 Crestwood Executive Center Suite 205, St Louis, MO 63126-1901 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	1997-11-06

MO RA
APPROVED

Since 1997-11-06

Branch Locations

50 Crestwood Executive Center Suite 205, St. Louis, MO 63126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Heffernan & Associates, Inc.	St Louis	MO	09/1985	Present

09/1985 → Present

Heffernan & Associates, Inc.

St Louis, MO

Other Businesses

JACKSON NATIONAL LIFE INSURANCE COMPANY, YES, 1 CORPORATE WAY, LANSING, MI 48951, LIFE INSURANCE-FIXED ANNUITIES, LIFE INS. AGENT, 2/19/1986, 1 HR/WK; ASSETMARK TRUST CO., YES, P.O. BOX 40008, LYNCHBURG, VA 24506, LIFE INSURANCE, LIFE INSURANCE AGENT, 8/1/1992, 1 HR/WK

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1980-07-10

S63 Uniform Securities Agent State Law Examination

1980-07-10

Designations

Certified Financial Planner

View on SEC IAPD

Employer firm

Current Employers

Heffernan & Associates, Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Nearby Firms

Nearby Investors

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