Katharine Auchincloss Corbin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1973 → Present
  Harvard Club Center
  Scottsdale, AZ
• 01/1989 → Present
  Corbin Group Benefits Inc.
  Scottsdale, AZ
• 01/2002 → Present
  Corbin Financial Inc.
  Scottsdale, AZ
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Scottsdale, AZ
• 11/2018 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Cave Creek, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Mesa, AZ
  Scottsdale, AZ
  Nashville, TN
  Gold River, CA
• 2008-04-22 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Scottsdale, AZ
  Henderson, NV
  Albuquerque, NM
  Phoenix, AZ
  Phoenix, AZ
  Tucson, AZ
  Phoenix, AZ
  Mesa, AZ
  Cave Creek, AZ

Other Businesses

1) CORBIN FINANCIAL POSITION: Secretary NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1998 ADDRESS: Los Arcos North, 14415 N 73rd St #111, Scottsdale AZ 85260, United States DESCRIPTION: Sale of securities and fixed insurance products 2) CORBIN GROUP BENEFITS POSITION: Owner/VP NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 38 START DATE: 01/01/1989 ADDRESS: Los Arcos North, 14415 N 73rd St #111, Scottsdale AZ 85260, United States DESCRIPTION: Fixed Insurance and 401(k) 3) ARIZONA SCIENCE CENTER, INC POSITION: Board of Trustees Member NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 07/01/2006 ADDRESS: 600 E Washington, Phoenix AZ 85260, United States DESCRIPTION: Part of board guidance to museum 4) LOWELL OBSERVATORY POSITION: Advisory Board Member NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: Mars Hill, Flagstaff AZ 86001, United States DESCRIPTION: part of board advice for observatory guidance

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-11
• S63 Uniform Securities Agent State Law Examination
  1980-11-03

Designations

• Chartered Financial Consultant

Other Names

• Katharine Auchincloss Victor
• Katherine A Corbin
• Katharine Auchincloss
• Kay Corbin