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Kenneth Joseph Gallant

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clifton Park, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2005-09-16
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2005-09-16

Branch Locations

449 Route 146, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albany NY 09/2005 Present
Bank Of America,N.A. Clifton Park NY 06/2011 Present
Previous Registrations
  • 2002-12-13 → 2005-09-20
    Morgan Stanley Dw Inc.
    Albany, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-05
S63 Uniform Securities Agent State Law Examination 1984-06-05
  • S65 Uniform Investment Adviser Law Examination
    1994-11-05
  • S63 Uniform Securities Agent State Law Examination
    1984-06-05

View on SEC IAPD

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Other Offices

KEY INVESTMENT SERVICES LLC · CLIFTON PARK, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY
OPTIMUS WEALTH MANAGEMENT GROUP, INC. · CLIFTON PARK, NY
PFS INVESTMENTS INC. · CLIFTON PARK, NY
BANKERS LIFE ADVISORY SERVICES, INC. · Clifton Park, NY
CETERA INVESTMENT ADVISERS LLC · CLIFTON PARK, NY
OSAIC WEALTH, INC. · CLIFTON PARK, NY
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