Jack Douglas Horner

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1980 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greensboro, NC
• 06/2011 → Present
  Bank Of America,N.A.
  Greensboro, NC

Other Businesses

I*104695FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 405 N. LUMINA CHARITABLE REMAINDER UNI TRUSTINVESTMENT RELATED: NADDRESS OF BUSINESS:WILMINGTON, NORTH CAROLINA 28403NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: OTHER, INCOME BENEFICIARYSTART DATE OF RELATIONSHIP: 1/1/2008NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: JACK HORNER AND HIS WIFE MORGAN ARE INCOME BENEFICIARIES OF THIS TRUST. UPON THE SECOND DEATH, THE ASSET GO TO THE WRIGHTSVILLE BEACH HISTORICAL MUSEUM. TRUST WAS ESTABLISHED BY A DISTANT COUSIN OF JACK HORNERS I*3542267, Entity Type: , Name of OBA: J D H TTEE U/A DTD 04/17/2001 BY M W H, Address: Greensboro, North Carolina, 27408, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 11/25/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-07
• S63 Uniform Securities Agent State Law Examination
  1980-05-29