Sue Ann Donovan

Current Employers

Employment History

• 04/2002 → 02/2018
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2004 → 02/2018
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2011 → Present
  Holistic Wealth Advisors, Llc
  Clifton Park, NY
• 02/2018 → Present
  Lpl Financial Llc
  Clifton Park, NY
• 02/2018 → 12/2024
  Stratos Wealth Partners, Ltd
  Clifton Park, NY

Previous Registrations

• 2018-02-13 → 2024-12-23
  Stratos Wealth Partners, Ltd
  Clifton Park, NY

Other Businesses

1- 02/12/2018 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2018 - 160 hr/mth. 2- 02/12/2018 - Holistic Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2018 - 160 hr/mth. 3- 02/21/2018 - Stratos Wealth Partners, LTD. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 2/2018 - 140 hours per month/ 8 hours during trading - I provide investment advisory services through Stratos Wealth Partners, LTD., an independent investment advisor firm. I started this business activity in 02/2018. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 02/21/2018 - Holistic Wealth Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 2/2015 - 160 hours per month/ 8 hours during trading 5- 12/24/2024 - Holistic Wealth Advisors - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/18/2024 - 20 hours per month/ during trading - I provide investment advisory services through Holistic Wealth Advisors, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-03-05

Other Names

• Sue Ann Gallo
• Sue Ann Walker
• Sue A Donovan