Timothy Randall Banks

Employer firm

Diversified Capital Wealth Management, LLC CRD 168428

$20.0M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2000 → 02/2018
  Sii Investments
  Franklin, WI
• 08/2000 → 02/2018
  Sii Investments
  Franklin, WI
• 02/2018 → Present
  Lpl Financial Llc
  Franklin, WI

Previous Registrations

• 2018-02-14 → 2022-10-28
  Lpl Financial Llc
  Franklin, WI
• 2000-08-09 → 2018-02-14
  Sii Investments, Inc.
  Franklin, WI
  Appleton, WI

Exams

• S66 Uniform Combined State Law Examination
  2001-01-12
• S63 Uniform Securities Agent State Law Examination
  1980-04-14