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903 Commerce Drive, Suite 300, Oak Brook, IL 60523 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-12 |
| IL | RA | APPROVED | 2024-12-10 |
Branch Locations
903 Commerce Drive, Suite 300, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Global Investors Distributors Llc | New York | NY | 01/2016 | 02/2021 |
| Allianz Global Investors U.S. Llc | New York | NY | 01/2016 | 02/2021 |
| Commonwealth Financial Network | Waltham | MA | 11/2021 | 12/2024 |
| Unemployed | Sugar Grove | IL | 02/2021 | 11/2021 |
| Chicago Oakbrook Financial Group | Oak Brook | IL | 11/2021 | Present |
1 .Owner, Fox Hill Ventures, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 07/16/2021; 90% of time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales; Located at 903 Commerce Drive, Suite 300, Oak Brook, IL 60523, as of 10/02/2023; 1% time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-29 |
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