Daniel A Sullivan

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Current Employers

Shearman, Ralston Inc.

333 Greenwich Avenue, Greenwich, CT 06830 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-05-07
CT	RA	APPROVED	2026-03-02

NY RA
APPROVED

Since 2026-05-07
CT RA
APPROVED

Since 2026-03-02

Branch Locations

333 Greenwich Avenue, Greenwich, CT 06830 • UNITED STATES

333 Greenwich Avenue, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Shearman, Ralston Inc.	New York	NY	04/1980	Present

04/1980 → Present

Shearman, Ralston Inc.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-03-02

S65 Uniform Investment Adviser Law Examination

2026-03-02

View on SEC IAPD

Other Firms

PARSIFAL CAPITAL MANAGEMENT, LP

MARCH ALTUS CAPITAL MANAGEMENT LP

BRX GLOBAL

MORGAN STANLEY

MAIN STREET RESEARCH LLC

ENDEAVOUR CAPITAL ADVISORS INC.

AXIOM ASSET ADVISORS, LLC

SEARLE & CO.

Other Investors

JOSE ANTONIO MORALES

Ignacio Mendive

KEVIN M NICHOLS

CHRISTOPHER SCOTT NORTON

CHRISTINE MARIE HARSAGHY

ANTONIO DEBARROS

ASHLEY CHRISTINE ANGELO

SARAH A WILLIAMS

Other Offices

PARSIFAL CAPITAL MANAGEMENT, LP · GREENWICH, CT

MARCH ALTUS CAPITAL MANAGEMENT LP · GREENWICH, CT

BRX GLOBAL · GREENWICH, CT

MORGAN STANLEY · Greenwich, CT

MAIN STREET RESEARCH LLC · Greenwich, CT

ENDEAVOUR CAPITAL ADVISORS INC. · GREENWICH, CT

AXIOM ASSET ADVISORS, LLC · GREENWICH, CT

SEARLE & CO. · GREENWICH, CT

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