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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-09
OH RA APPROVED 2008-07-31
  • AZ RA
    APPROVED
    Since 2026-06-09
  • OH RA
    APPROVED
    Since 2008-07-31

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co, Inc Pheonix AZ 05/2008 Present
Charles Schwab Bank Richfield OH 05/2008 05/2026
City Of Fairlawn Planning Commission Fairlawn OH 07/2008 Present
  • 05/2008 → Present
    Pheonix, AZ
  • 05/2008 → 05/2026
    Charles Schwab Bank
    Richfield, OH
  • 07/2008 → Present
    City Of Fairlawn Planning Commission
    Fairlawn, OH
Other Businesses

1) Salvation Army|Investment Related: No|190 S. Maple Street, Akron, OH, 44302-0549, USA|Charity|Advisory Board member|4/22/2009|Less than 20 hour/month - 0 during trading hours|Advisory Board postion to lead and guide local Salvation Army activities., 2) None|Investment Related: No|3654 Forest Oaks Drive, Fairlawn, OH, 44333, USA|Real Estate (Non-Agent/Broker)|owner|2/9/1982|Less than 20 hour/month - 0 during trading hours|I have owned 4 rental properties beginning with the first one purchased in 1982, and the other 3 subsequent to that. I have rented and managed the properties over that time period.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-30
  • S66 Uniform Combined State Law Examination
    2008-07-30
Designations
  • Certified Financial Planner
Other Names
  • J Scott Rainey
  • Joseph Scott Rainey
  • J. Scott Rainey
  • J Scott Rainey
  • J. Scott Rainey

View on SEC IAPD

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