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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-05-05
  • MI RA
    APPROVED
    Since 2020-05-05

Branch Locations

71 N Livernois Rd Ste D, Rochester Hills, MI 48307 • United States

Rochester, MI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 11/2014 04/2020
Ameriprise Financial Services Inc Rochester MI 05/2020 05/2020
Ameriprise Financial Services, Llc Rochester Hills MI 03/2020 03/2020
Ameriprise Financial Services, Llc. Rochester Hills MI 05/2020 Present
Previous Registrations
  • 2014-11-05 → 2020-05-05
    Cetera Advisors Llc
    Greenwood Village, CO
    Rochester, MI
  • 2012-04-25 → 2014-11-05
    Rochester, MI
    Troy, MI
    Boca Raton, FL
Other Businesses

Independent Insurance Brokering; Lincoln National; 11/01/2015; Term Life. Business Ownership; Silverbell Group; Financial Services; Silverbell Group is used to pay for business expenses related to my financial services business.; 71 North Livernois Rd Suite D, , Rochester, MI, 48307; Investment-Related; 01/01/1996; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Silverbell Group; President - Managing expenses and staff; ; 71 N. Livernois Road Suite D, , Rochester, MI, 48307; Investment-Related; 05/01/2020; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-23
S63 Uniform Securities Agent State Law Examination 1980-04-02
  • S66 Uniform Combined State Law Examination
    2012-04-23
  • S63 Uniform Securities Agent State Law Examination
    1980-04-02
Other Names
  • James William Mclellen
  • James William Mclellan
  • James William Mclellan

View on SEC IAPD

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