James William Mclellan

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 04/2020
  Cetera Advisors Llc
  Denver, CO
• 05/2020 → 05/2020
  Ameriprise Financial Services Inc
  Rochester, MI
• 03/2020 → 03/2020
  Ameriprise Financial Services, Llc
  Rochester Hills, MI
• 05/2020 → Present
  Ameriprise Financial Services, Llc.
  Rochester Hills, MI

Previous Registrations

• 2014-11-05 → 2020-05-05
  Cetera Advisors Llc
  Greenwood Village, CO
  Rochester, MI
• 2012-04-25 → 2014-11-05
  Nfsg Corporation
  Rochester, MI
  Troy, MI
  Boca Raton, FL

Other Businesses

Independent Insurance Brokering; Lincoln National; 11/01/2015; Term Life. Business Ownership; Silverbell Group; Financial Services; Silverbell Group is used to pay for business expenses related to my financial services business.; 71 North Livernois Rd Suite D, , Rochester, MI, 48307; Investment-Related; 01/01/1996; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Silverbell Group; President - Managing expenses and staff; ; 71 N. Livernois Road Suite D, , Rochester, MI, 48307; Investment-Related; 05/01/2020; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2012-04-23
• S63 Uniform Securities Agent State Law Examination
  1980-04-02

Other Names

• James William Mclellen
• James William Mclellan
• James William Mclellan