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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 1987-01-31 |
Branch Locations
1200 South Ave. Suite 305, Staten Island, NY 10314 • United States
500 N Broadway Ste 144, Jericho, NY 11753 • United States
2900 Westchester Ave Ste 300, Purchase, NY 10577 • United States
Greenwich, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Staten Island | NY | 08/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Staten Island | NY | 03/2020 | Present |
Other Business Activities; Consulting agreement; Consulting for Bill Williams and other leaders.; 98 Riversville rd, , Greenwich, CT, 6831; Not Investment-Related; 07/22/2015; 10 to 19 hours per month; 10 to 19 during trading hours / Advanced Skill Development LLC; Coaching/consulting advisors through in person and webinar; 1 Teleport Dr., , Staten Island, NY, 10311; Not Investment-Related; 08/30/2017; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-12 |
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