Dallas Whitney Coffman

Current Employers

Employment History

• 12/1989 → Present
  Lpl Financial Llc
  Wakefield, MA
• 01/2001 → Present
  Whitman Financial Services, Llc.
  Wakefield, MA

Previous Registrations

• 1994-04-14 → 2009-12-31
  Whitman Financial Services, Llc.
  Wakefield, MA

Other Businesses

1. 01/30/2006 - WHITMAN FINANCIAL SERVICES, LLC. - Tax Prep/Accounting/CPA - INV REL - AT REPORTED BUSINESS LOCATION(S) - 25% OF TIME SPENT - Tax preparation and audit services for hourly and/or fixed fees 2. 01/30/2006 - WHITMAN FINANCIAL SERVICES, LLC. - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - 5% TIME SPENT - Principal, Full authority 3. 02/28/2006 - WHITMAN FINANCIAL SERVICES, LLC. - REGISTERED INVESTMENT ADVISOR - INV REL - AT REPORTED BUSINESS LOCATION(S) - 25% TIME SPENT - I provide financial planning and consulting services through Whitman Financial Services, an independent investment advisor firm. I started this business activity in February, 2006. I expect to spend approximately 25% of my time on this activity. Please see the adivosry firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is seperate from and independent of LPL Financial. 4. 04/23/2008 - DALLAS W. COFFMAN - Tax Prep/Accounting/CPA - INV REL - AT REPORTED BUSINESS LOCATION(S) - 20% TIME SPENT - Tax representation, preparation, consulting and audit, accounting, bookkeeping 5. 01/15/2009 - FINRA - FINRA Arbitrator - INV REL - AT REPORTED BUSINESS LOCATION(S) - 2% TIME SPENT - Participation as panelist or chair in FINRA arbitration hearings to decide disputes between firms, associated personnel and/or customers. 6. 10/01/2012 - NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - AT REPORTED BUSINESS LOCATION(S) - 5% TIME SPENT - Landlord and manager for one residential rental property. Tenants are not customers, advisors of another B/D or RIA. 7. 11/26/2013 - Dallas W. Coffman, Notary Public - Notary - NOT INV REL - At Reported Business Location(s) - No Time Spent 8. 12/05/2013 - WHITMAN FINANCIAL SERVICES, LLC. - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) 9. 06/13/2014 - Town of North Reading - Non-Profit Board Member - NOT INV REL - Start 05/12/2014 - At a public meeting location within the Town of North Reading - 1 Hr/Mo; 1 Hours During Securities Trading - One of three (3) trustees appointed by the Town Administrator to approve disbursements from several scholarship funds for selected students residing in the town of North Reading 10. 10/01/2014 - PROMETRIC, INC. - Outside/W-2 Employment - NOT INV REL - Start 07/31/2014 - At Reported Business Location(s) - 2 Hr/Mo; 0 Hours During Securities Trading - Part time work with Prometric, Inc. Developing, writing and editing items for the U.S. DEPARTMENT OF TREASURY INTERNAL REVENUE SERVICE Special Enrollment Examination (SEE) administered by PROMETRIC, INC. to those seeking to become Enrolled to Practice Before the INTERNAL REVENUE SERVICE. 11. 03/13/2024- 348 PARK LLC- Real Estate Rental- Investment Related- North Reading, Massachusetts- Start Date 02/01/2024- 2 Hours per Month/ 0 Hours During Trading 12. 08/16/2024 - MY SECURE ADVANTAGE - Other - Speaker's Bureau - Guest Speaker - Not Investment Related - Various Sites - Start Date 05/20/2014 - 1 Hour Per Month/ During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1980-06-06

Designations