David Keith Schaal

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  Securities America Inc
  La Vista, NE
• 07/2014 → Present
  Securities America Advisors
  La Vista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2014-07-24 → 2024-06-14
  Securities America Advisors, Inc.
  La Vista, NE
  Omaha, NE
  La Vista, NE
• 2012-08-28 → 2014-07-23
  Td Ameritrade, Inc.
  Omaha, NE
• 2012-08-28 → 2014-07-23
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 2012-08-17 → 2012-08-21
  Momentum Independent Network Inc.
  Dallas, TX
  Omaha, NE

Other Businesses

1. FINRA ARBITRATOR POSITION: Arbitrator NATURE: 1) FINRA ARBITRATOR - POSITION: INDUSTRY ARBITRATOR - NATURE: ARBITRATION - INVESTMENT RELATED: NO - NUMBER OF HOURS: 1 - INVESTMENT RELATED HOURS: 1 - START DATE: 6/2004 - ADDRESS: FINRA DISPUTE RESOLUTION, 55 WEST MONROE ST. SUITE 2600, CHICAGO IL 60603 - DESCRIPTION: I AM CALLED ON, INFREQUENTLY, TO BECOME PART OF A THREE PERSON PANEL TO ARBITRATE DISPUTES INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2004 ADDRESS: 1405 N 160th Ave, Omaha NE 68118, United States DESCRIPTION: FINRA arbitration 3. FINRA DISPUTE RESOLUTION POSITION: Arbitrator NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2004 ADDRESS: 55 West Monroe St., Suite 2600, Chicago IL 60603, United States DESCRIPTION: Available to serve on arbitration panels as needed

Exams

• S66 Uniform Combined State Law Examination
  2012-08-09
• S65 Uniform Investment Adviser Law Examination
  1994-03-29
• S63 Uniform Securities Agent State Law Examination
  1980-04-24