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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2012-10-23
  • VA RA
    APPROVED
    Since 2012-10-23

Branch Locations

222 Central Park Ave Ste 1920, Virginia Beach, VA 23462-3037 • United States

Virginia Beach, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Virginia Beach VA 08/2012 03/2020
Ameriprise Financial Services, Llc Virginia Beach VA 03/2020 Present
Other Businesses

Independent Insurance Brokering; United Health Care; 11/01/2017; / Optima; 03/15/2020; / Anthem; 08/01/2020; / Humana; 09/01/2005; Health. Board of Directors; Greenville Presbyterian Theological Seminary; Trustee; 200 East Main Stree, , Taylors, SC, 295687; Investment-Related; 01/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Professional Alliance Networking Association PANA; Formation of networking group. No compensation involved. Responsible for organizing meetings.; 249 Cental Park Ave Ste 260, , Virginia Beach, VA, 23462; Investment-Related; 08/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Integrity Insurance Services - IIS; Medicare sales as an agent affiliated with an agency for marketing support.; 5321 W Overholt Dr, , Virginia Beach, VA, 23462; Not Investment-Related; 03/01/2021; 20 to 39 hours per month; 1 to 9 during trading hours / Immanuel Presbyterian Church; Church Session - Watchcare of members and worship service assistance.; Colley Ave, , Norfolk, VA, 23508; Not Investment-Related; 06/28/1981; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-22
S65 Uniform Investment Adviser Law Examination 1991-11-06
S63 Uniform Securities Agent State Law Examination 1980-04-18
  • S66 Uniform Combined State Law Examination
    2012-10-22
  • S65 Uniform Investment Adviser Law Examination
    1991-11-06
  • S63 Uniform Securities Agent State Law Examination
    1980-04-18

View on SEC IAPD

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