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9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-11-24 |
Branch Locations
4411 Market St. Suite 200, Youngstown, OH 44512 • United States
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Warren | OH | 03/2009 | 11/2019 |
| Thurston Springer Financial | Youngstown | OH | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-07-02 |
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