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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-09 |
| TX | RA | APPROVED_RES | 2019-12-06 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Beverly Hills | CA | 03/2011 | 12/2019 |
| Morgan Stanley Smith Barney Llc | Beverly Hills | CA | 12/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2020 | Present |
1. PAUL LIGHT TRUST / TRUST / 19647 MAYALL STREET NORTHRIDGE, CA 91324 / TRUSTEE / NON PROFIT / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS FOR THE COMPANY? NO / START DATE 03/13/1991 - 03/31/2012 / 2 HRS PER MONTH. 2. *409762 - Pevi LLP; Investment related - Yes; Encino, California; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2009; During business hours: 0; After business hours: 02;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-12-03 |
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