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Joanne Lee Howard

Bailard, Inc.

Foster City, CA

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Current Employers
Bailard, Inc.

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-08
  • CA RA
    APPROVED
    Since 2021-03-08

Branch Locations

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Global Investors Aka Allianz Asset Management San Franscisco CA 09/1992 01/2021
Bailard, Inc Foster City CA 01/2021 Present
  • 09/1992 → 01/2021
    Allianz Global Investors Aka Allianz Asset Management
    San Franscisco, CA
  • 01/2021 → Present
    Bailard, Inc
    Foster City, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-23
S63 Uniform Securities Agent State Law Examination 1981-02-26
  • S65 Uniform Investment Adviser Law Examination
    1993-04-23
  • S63 Uniform Securities Agent State Law Examination
    1981-02-26
Designations
Other Names
  • Joanne Lee Kahme

View on SEC IAPD

Other Firms

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U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SUMMITRY, LLC
WELLS FARGO CLEARING SERVICES, LLC
CELESTA
SEMPERVIRENS VENTURES LLC

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DYLAN BOWSKY
Ronald Timothy Clement
Tom Gai
Jia Hui Wei
Xiaoyan Zhou
AJANTA BASAK
Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

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