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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-10-04 |
Branch Locations
1345 Garner Lane Ste. 105, Columbia, SC 29016 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Services Of Carolina, Inc | Columbia | SC | 11/1991 | Present |
| Investacorp, Inc. | Miami Lakes | FL | 04/2001 | Present |
| Fsc Securities | Columbia | SC | 08/2003 | 10/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2019 | Present |
1.INDEPENDENT INSURANCE AGENT, 1345 GARNER LN STE 105, COLUMBIA, SC, 6/2003 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 4 HR/MO - 4 HR/MO Trading. 2.K & K WILLIAMS PROPERTIES, 1345 GARNER LN STE 105, COLUMBIA, SC, 6/01//2008 AS OWNER OF LEASED BUILDING. NIR, 1 HR/MO - 0 HR/MO Trading. 3.CEDAR CREEK AREA LANDOWNERS ASSOC., 1440 FRIENDLY WOODS RD, BLYTHEWOOD, SC, 9/1996 AS PRESIDENT OF CIVIC LANDOWNERS MEETING. NIR - 2/MO - 0/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 5.THOROUGHBRED INVESTMENTS, INC, 1345 GARNER LANE, STE 105, COLUMBIA SC, PRESIDENT sUB CHAPTER S PASS THROUGH, 01/2020, NIR, 4 HR/MO - 0 HR/MO Trading. 6.NETTWORTH FINANCIAL GROUP, 1345 Garner Lane, #105, Columbia SC 29210, United States, 10/01/2019, IAR, DBA Name, NIR, 10 HR/MO - 5 HR/MO Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-02-05 |
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