David Loten Baskins

Employer firm

Avisen Advisors, LLC CRD 113791

$389M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Avisen Wealth Management, Inc.
  Sacramento, CA
• 03/2005 → Present
  Avisen Advisors, Llc
  Sacramento, CA

Previous Registrations

• 1998-11-02 → 2005-03-21
  Morgan Stanley Dw Inc.
  Sacramento, CA

Other Businesses

AVISEN ADVISORS, LLC., 3620 AMERICAN RIVER DRIVE, SUITE 145, SACRAMENTO, CA 95864 RIA INVESTMENT RELATED. INVESTMENT ADVISOR REPRESENTATIVE, DUTIES INCLUDE PORTFOLIO MANAGEMENT SERVICES. START DATE IS JANUARY 14, 2002. APPROXIMATELY 85 HOURS PER MONTH DEVOTED TO BUSINESS, OF WHICH 48 HOURS ARE DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-04
• S63 Uniform Securities Agent State Law Examination
  1984-11-02