Nancy Charlene Lipham

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Anniston, AL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Anniston, AL

Previous Registrations

• 2001-08-24 → 2003-07-01
  Prudential Equity Group, Llc
  Anniston, AL

Other Businesses

RENTAL FARM PROPERTY, NOT INVESTMENT RELATED, OAK ISLAND ROAD EDISTO ISLAND SC, RENTAL FARM PROPERTY, OWNER, BEGAN 6/2/2008, NO TIME SPENT. PERSONAL REP FOR MOTHER; INV-RELATED; ANNISTON, AL; START: 11/2005; 1 HRS/MO; 0 DURING TRADING. RENTAL PROPERTY; INV RELATED; EDISTO ISLAND, SC; OWNER; RENTAL FOR SPECIAL EVENTS; START: 8/2017; 4 HRS/MO; 0 DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-02
• S63 Uniform Securities Agent State Law Examination
  1980-12-10

Designations

• Certified Financial Planner

Other Names

• Nancy Charlene Peters
• Nancy Peters