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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2003-07-01 |
| TX | RA | APPROVED_RES | 2003-07-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Anniston | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Anniston | AL | 11/2016 | Present |
RENTAL FARM PROPERTY, NOT INVESTMENT RELATED, OAK ISLAND ROAD EDISTO ISLAND SC, RENTAL FARM PROPERTY, OWNER, BEGAN 6/2/2008, NO TIME SPENT. PERSONAL REP FOR MOTHER; INV-RELATED; ANNISTON, AL; START: 11/2005; 1 HRS/MO; 0 DURING TRADING. RENTAL PROPERTY; INV RELATED; EDISTO ISLAND, SC; OWNER; RENTAL FOR SPECIAL EVENTS; START: 8/2017; 4 HRS/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-10 |
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