Richard Wayne Smith

Current Employers

Employment History

• 07/1979 → Present
  Conn. Genearl Life Ins. Company
  San Antonio, TX
• 03/1995 → Present
  Lpl Financial, Llc
  San Antonio, TX

Other Businesses

(1) 03/07/2003: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) (2) 03/07/2006: RWS Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 50% Time Spent (3) 03/22/2011: mcrs building llc - Real Estate Rental - Investment Related - At Reported Business Location(s) - 1% Time Spent - Office Building that I occupy. We rent out to other firms, none of which are customers or advisors of another B/D or RIA. (4) 11/11/2016: Higginbotham - Insurance Agency - Investment Related - At Reported Business Location(s) - Start 01/01/2013 - 100 Hr/Mo; 80 Hour(s) During Securities Trading - Higginbotham sales producer: Life, Health, Disability, Property & Casualties (5) 04/27/2022 - My Windows and Sidings LLC - Not Investment Related - Home Based - Other - Business, Windows and Sidings sales - Partner/Investor - Start Date - 05/02/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading. (6) 02/14/2025- JRS Properties LLC- Real Estate Rental- INV Related- At corpus christi, tx- Start date - 10/01/2016- 2 Hours Per Month

Exams

• S63 Uniform Securities Agent State Law Examination
  1980-01-17

Designations

Other Names

• Rick Smith