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1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-07 |
| CA | RA | APPROVED | 2022-08-01 |
Branch Locations
1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 11/1978 | 06/2022 |
| Bank Of America, N.A. | Walnut Creek | CA | 07/2011 | 07/2022 |
| Realta Equities, Inc. | Wilmington | DE | 07/2022 | Present |
| Realta Investment Advisors, Inc. | Wilmington | DE | 07/2022 | Present |
(1) REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. (2) CONTRA COSTA COUNTY TREASURER; 625 COURT ST MARTINEZ, CA; NOT INVESTMENT RELATED; START: 2/2025; WWW.CCTAX.US; TREASURER OVERSIGHT COMMITTEE - MEET TWICE A YEAR TO REVIEW POLICY GUIDELINES NONE DURING NORMAL TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1980-05-21 |
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