Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-11-22 |
| TX | RA | APPROVED_RES | 2022-11-14 |
Branch Locations
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Seattle | WA | 09/2005 | 11/2022 |
| Morgan Stanley Smith Barney Llc | Seattle | WA | 11/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2022 | Present |
*533081 - Bishop Fleet Foundation ; Investment related - No ; Seattle, Washington ; Private Foundation ; Board Member(proprietor, partner, officer, director, employee, trustee, agent) ; 1/2017 ; During business hours : 1 ; After business hours : 0 ; Advise on selection of charities and selection of scholarship applicants
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-01-22 |
Reach out to this advisor