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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-09-25 |
| TX | RA | APPROVED_RES | 2009-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Marion | OH | 09/2009 | Present |
1. The Ohio State University at Marion; 1465 Mt. Vernon Avenue Marion OH 43302; University; The Ohio State Alumni Advisory Board; To serve on this board representing The Ohio State University at Marion campus; 09/19/2024; 1 hr/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-12 |
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