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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2016-03-21
  • NH RA
    APPROVED
    Since 2016-03-21

Branch Locations

145 Maplewood Avenue Suite 100, Portsmouth, NH 03801 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Portsmouth NH 02/2016 05/2022
Raymond James Financial Services Advisors Inc. Portsmouth NH 02/2016 12/2016
Steward Partners Investment Advisory, Llc Portsmouth NH 02/2016 Present
Steward Partners Global Advisory, Llc Portsmouth NH 02/2016 Present
Steward Partners Investment Solutions, Llc Portsmouth NH 05/2022 Present
Previous Registrations
Other Businesses

(1) Name of Business: Steward Partners Investment Advisory LLC Address: 29 Maplewood Ave Ste C, Portsmouth, NH, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 02/25/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisory services to clients. (2) Name of Business: Winnicunnet High School Tennis Coach; City/State: Hampton, NH; Activity Type: High School Athletics Volunteer; Position/Title: Girls Varsity Tennis Assistant Coach; Investment Related: No; Start Date: 03/23/2026; Hours per month devoted to this business: 4-10; devoted to this business during trading hours: 4-10; Description of duties: Running JV practices and overseeing their matches and assisting with the Varsity team's practices and matches. (3) Name of Business: South Church Unitarian Universalist; Address: Portsmouth, NH; Activity Type: Board/Committee Memberships; Title: Board of Trustees; Start date: 01/28/2024; 10 hrs/mo, 0 hrs/mo during trading hours, not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-28
S63 Uniform Securities Agent State Law Examination 1984-02-01
  • S65 Uniform Investment Adviser Law Examination
    2010-06-28
  • S63 Uniform Securities Agent State Law Examination
    1984-02-01

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