Richard Alan Darrow

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 05/2013 → Present
  J. W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2008-06-02 → 2013-05-10
  Financial Advisers Of America, Llc
  Carlsbad, CA
  Bakersfield, CA
• 2002-04-01 → 2008-06-05
  First Allied Securities, Inc.
  Bakersfield, CA

Other Businesses

(1) A) DARROW/NORDAHL TRUST B) CO-TRUSTEE C) START: 2001 (2) A) DARROW FAMILY TRUST B) CO-TRUSTEE C) START: 2002

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1980-01-22

Other Names

• Rick Darrow