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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2015-01-28 |
| TX | RA | APPROVED_RES | 2015-01-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Reno | NV | 12/2014 | Present |
1. California Indians; 3080 Frye St Oakland CA 94602; shooting group; Member of the Council of ex high chiefs; member of the council;9/27/19; 1 hr/mo; during securities trading hours; not investment related. 2. Reno Rodeo Association; 1350 N. Wells Ave Reno NV 89512; Rodeo; Non elected voting member of the board of directors; voting on by laws and approving minutes; 11/21/2024; 7 hrs/month; During Security Trading hours; Not Investment-Related 3. Rental Property; 50 Oak Ct. Blairsden, CA 96103; Rent second home; Rent vacation home; Rent vacation when my family does not use it; 09/17/2025; 0hrs/day; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1980-01-22 |
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