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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-24 |
| TX | RA | APPROVED_RES | 2021-10-20 |
Branch Locations
25 Main St Ste 3-2, Goshen, NY 10924-2144 • United States
Tuxedo, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gary Goldberg & Co., Inc. | Suffern | NY | 04/1982 | 10/2021 |
| Bruderman Brothers Inc. | Locust Valley | NY | 04/2014 | 10/2021 |
| Ameriprise Financial Services Llc | White Plains | NY | 10/2021 | Present |
Board of Directors; Eagle Valley Volunteer Fire Co; Treasurer; 14 Scott Mine Road, , Tuxedo, NY, 10987; Not Investment-Related; 05/01/2012; 10 to 19 hours per month; 0 during trading hours / TUXEDO JOINT FIRE DISTRICT; COMMISSIONER; 16 Orange Turnpike, , Southfields, NY, 10975; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-12-12 |
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