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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-24
TX RA APPROVED_RES 2021-10-20
  • NY RA
    APPROVED
    Since 2021-10-24
  • TX RA
    APPROVED_RES
    Since 2021-10-20

Branch Locations

25 Main St Ste 3-2, Goshen, NY 10924-2144 • United States

Tuxedo, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gary Goldberg & Co., Inc. Suffern NY 04/1982 10/2021
Bruderman Brothers Inc. Locust Valley NY 04/2014 10/2021
Ameriprise Financial Services Llc White Plains NY 10/2021 Present
  • 04/1982 → 10/2021
    Gary Goldberg & Co., Inc.
    Suffern, NY
  • 04/2014 → 10/2021
    Bruderman Brothers Inc.
    Locust Valley, NY
  • 10/2021 → Present
    White Plains, NY
Previous Registrations
  • 2017-03-16 → 2021-10-28
    Gary Goldberg Planning Services
    Locust Valley, NY
  • 2002-12-11 → 2015-03-18
    Gary Goldberg Planning Services Inc
    Suffern, NY
Other Businesses

Board of Directors; Eagle Valley Volunteer Fire Co; Treasurer; 14 Scott Mine Road, , Tuxedo, NY, 10987; Not Investment-Related; 05/01/2012; 10 to 19 hours per month; 0 during trading hours / TUXEDO JOINT FIRE DISTRICT; COMMISSIONER; 16 Orange Turnpike, , Southfields, NY, 10975; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-12-12
  • S66 Uniform Combined State Law Examination
    1997-12-12
Other Names
  • Peter J D Dedel
  • Peter James Dedel
  • Peter Jd Dedel
  • Peter J Dedel
  • Peter James Donald Dedel
  • Peter Dedel
  • Peter Jd Dedel

View on SEC IAPD

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