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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-24
  • CA RA
    APPROVED
    Since 2025-01-24

Branch Locations

16909 Via De Santa Fe Suite 204 And 205, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Diego CA 12/2011 09/2017
Lincoln Financial Advisors Corporation Rancho Santa Fe CA 11/2017 01/2025
Osaic Wealth, Inc. Rancho Santa Fe CA 01/2025 Present
  • 12/2011 → 09/2017
    Ameriprise Financial Services, Inc.
    San Diego, CA
  • 11/2017 → 01/2025
    Lincoln Financial Advisors Corporation
    Rancho Santa Fe, CA
  • 01/2025 → Present
    Rancho Santa Fe, CA
Previous Registrations
  • 2017-11-06 → 2025-01-24
    Osaic Fa, Inc.
    La Jolla, CA
    Rancho Santa Fe, CA
  • 2012-01-19 → 2017-09-13
    San Diego, CA
    Solana Beach, CA
    Fullerton, CA
    Solana Beach, CA
  • 2009-06-19 → 2011-11-15
    Msi Financial Services, Inc.
    San Diego, CA
    San Diego, CA
Other Businesses

1. MYSELF POSITION: Co-Trustee NATURE: Co-Trustee of my father's living revocable trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/24/2025 ADDRESS: 16938 Hutchins Landing, 103, San Diego CA 92127, United States DESCRIPTION: Monitoring and assisting my father with his cash flow and investment decisions. 2. MYSELF POSITION: Co-Trustee NATURE: Co-Trustee of my father's living revocable trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/24/2025 ADDRESS: 15016 Avenida Venusto, 161, San Diego CA 92128, United States DESCRIPTION: Monitoring and assisting my father with his cash flow and investment decisions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-09
  • S66 Uniform Combined State Law Examination
    2009-06-09
Other Names
  • Amy Jannelle Essman

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