Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-28 |
| TX | RA | APPROVED_RES | 2020-09-25 |
Branch Locations
20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States
Bal Harbour, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Aventura | FL | 06/2010 | 09/2020 |
| Morgan Stanley Smith Barney Llc | Aventura | FL | 09/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2020 | Present |
**414781 Marian center school and services; Investment related No; miami gardens, Florida; Education, Health and Welfare, Religious; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 06/2010; During business hours: 1; After business hours: 0; Fundraising, Marketing. **414776 - Archdiocese of miami finance council; Investment related No; Miami Shores, FL; Charitable, Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); July 2007; During business hours: 1; After business hours: 00. **414787 - Miami Country Day School; Investment related No; Miami, FL; Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); April 2002; During business hours: 1; After business hours: 1; Fundraising. *414790 - Hurley heritage trust; Investment related No; Miami shores, FL; Charitable, Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 1; After business hours: 0; Investment Decisions/Advice.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-02 |
| S65 | Uniform Investment Adviser Law Examination | 2001-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-03 |
Reach out to this advisor