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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-28
TX RA APPROVED_RES 2020-09-25
  • FL RA
    APPROVED
    Since 2020-09-28
  • TX RA
    APPROVED_RES
    Since 2020-09-25

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Bal Harbour, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Aventura FL 06/2010 09/2020
Morgan Stanley Smith Barney Llc Aventura FL 09/2020 Present
Morgan Stanley Private Bank, N.A New York NY 10/2020 Present
  • 06/2010 → 09/2020
    Aventura, FL
  • 09/2020 → Present
    Morgan Stanley Smith Barney Llc
    Aventura, FL
  • 10/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

**414781 Marian center school and services; Investment related No; miami gardens, Florida; Education, Health and Welfare, Religious; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 06/2010; During business hours: 1; After business hours: 0; Fundraising, Marketing. **414776 - Archdiocese of miami finance council; Investment related No; Miami Shores, FL; Charitable, Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); July 2007; During business hours: 1; After business hours: 00. **414787 - Miami Country Day School; Investment related No; Miami, FL; Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); April 2002; During business hours: 1; After business hours: 1; Fundraising. *414790 - Hurley heritage trust; Investment related No; Miami shores, FL; Charitable, Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 1; After business hours: 0; Investment Decisions/Advice.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-02
S65 Uniform Investment Adviser Law Examination 2001-03-01
S63 Uniform Securities Agent State Law Examination 1982-03-03
  • S66 Uniform Combined State Law Examination
    2006-08-02
  • S65 Uniform Investment Adviser Law Examination
    2001-03-01
  • S63 Uniform Securities Agent State Law Examination
    1982-03-03

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