Best Investors Account Sign in
Inactive

James Peter Jeffery

Procyon

Shelton, CT

New York, NY

Claim This Profile
Current Employers
Procyon

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-24
CT RA APPROVED 2019-02-19
TX RA APPROVED 2019-02-19
  • NY RA
    APPROVED
    Since 2021-05-24
  • CT RA
    APPROVED
    Since 2019-02-19
  • TX RA
    APPROVED
    Since 2019-02-19

Branch Locations

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

575 5Th Ave 14Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Solaris Group New York NY 07/2015 02/2019
Procyon Private Wealth Partners, Llc New York NY 02/2019 12/2021
Procyon Advisors, Llc New York NY 02/2019 Present
  • 07/2015 → 02/2019
    Solaris Group
    New York, NY
  • 02/2019 → 12/2021
    Procyon Private Wealth Partners, Llc
    New York, NY
  • 02/2019 → Present
    Procyon Advisors, Llc
    New York, NY
Previous Registrations
  • 2020-06-25 → 2021-12-31
    Procyon Institutional Partners, Llc
    Shelton, CT
    New York, NY
  • 2015-10-08 → 2019-03-12
    Solaris Asset Management
    New York, NY
  • 2015-10-08 → 2019-03-12
    Solaris Advisors, Llc
    New York, NY
  • 2014-08-01 → 2015-09-28
    Jeffery Asset Management Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-19
S63 Uniform Securities Agent State Law Examination 1979-09-12
  • S65 Uniform Investment Adviser Law Examination
    2000-05-19
  • S63 Uniform Securities Agent State Law Examination
    1979-09-12
Designations

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC
RB CAPITAL MANAGEMENT, LLC
WRIGHT INVESTORS SERVICE INC
THE WINTHROP CORPORATION
WRIGHT PRIVATE ASSET MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AST INVESTMENT SERVICES, INC.

Other Investors

JOSEPH JOHN TODICE
CHARLES MELFORD HITE
JOHN MEAD FOREMAN
ANDREW DOMINICK ROSELLI
DANIELA GERHARD
JEREMY HUS
CHRISTOPHER HOLLEY
BRIAN MICHAEL WARD

Other Offices

MML INVESTORS SERVICES, LLC · SHELTON, CT
RB CAPITAL MANAGEMENT, LLC · Shelton, CT
WRIGHT INVESTORS SERVICE INC · SHELTON, CT
THE WINTHROP CORPORATION · SHELTON, CT
WRIGHT PRIVATE ASSET MANAGEMENT LLC · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · SHELTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Shelton, CT

More in Shelton, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor