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Current Employers
Realta Investment Advisors, Inc

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-03-29
  • NJ RA
    APPROVED
    Since 2021-03-29

Branch Locations

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Central Park East, Suite 5050 222 New Road, Linwood, NJ 08221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Realta Equities, Inc. Wilmington DE 05/2020 Present
L.O. Thomas & Co, Inc. Linwood NJ 03/2018 05/2020
Unemployed Brigantine NJ 06/2016 03/2018
Realta Investment Advisors, Inc. Wilmington DE 05/2020 Present
  • 05/2020 → Present
    Realta Equities, Inc.
    Wilmington, DE
  • 03/2018 → 05/2020
    L.O. Thomas & Co, Inc.
    Linwood, NJ
  • 06/2016 → 03/2018
    Unemployed
    Brigantine, NJ
  • 05/2020 → Present
    Wilmington, DE
Previous Registrations
  • 2009-06-01 → 2016-06-10
    Northfield, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Northfield, NJ
  • 2002-10-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    Northfield, NJ
    Northfield, NJ
Other Businesses

(1) COASTAL FINANCIAL GROUP DBA; OWNER; CENTRAL PARK EAST, STE 505, 222 NEW ROAD, LINWOOD, NJ 08221; COMPENSATION IN THE FORM OF COMMISSIONS; 40 HOURS PER WEEK DURING NORMAL BUSINESS HOURS (2) INSURANCE SALES AND SERVICE; FIXED ANNUITY AND LIFE; COMPENSATION IN THE FORM OF COMMISSIONS; 5 HOURS PER WEEK DURING NORMAL BUSINESS HOURS (3) REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. (4) SURFLINE/WAVETRAK, INC.; START: 9/1/2026; NOT INVESTMENT RELATED; 2261 MARKET STREET, SUITE 10852 SAN FRANCISCO, CA 08203; SURF CAM ON HOUSE; MONTHLY FEE; 0 HOURS PER MONTH DURING NORMAL TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-25
S63 Uniform Securities Agent State Law Examination 1993-03-09
  • S65 Uniform Investment Adviser Law Examination
    2002-07-25
  • S63 Uniform Securities Agent State Law Examination
    1993-03-09
Other Names
  • Edward Thomas Enstice
  • Edward Thomas Enstice
  • E Thomas Enstice

View on SEC IAPD

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