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1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-03-29 |
Branch Locations
1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States
Central Park East, Suite 5050 222 New Road, Linwood, NJ 08221 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Realta Equities, Inc. | Wilmington | DE | 05/2020 | Present |
| L.O. Thomas & Co, Inc. | Linwood | NJ | 03/2018 | 05/2020 |
| Unemployed | Brigantine | NJ | 06/2016 | 03/2018 |
| Realta Investment Advisors, Inc. | Wilmington | DE | 05/2020 | Present |
(1) COASTAL FINANCIAL GROUP DBA; OWNER; CENTRAL PARK EAST, STE 505, 222 NEW ROAD, LINWOOD, NJ 08221; COMPENSATION IN THE FORM OF COMMISSIONS; 40 HOURS PER WEEK DURING NORMAL BUSINESS HOURS (2) INSURANCE SALES AND SERVICE; FIXED ANNUITY AND LIFE; COMPENSATION IN THE FORM OF COMMISSIONS; 5 HOURS PER WEEK DURING NORMAL BUSINESS HOURS (3) REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. (4) SURFLINE/WAVETRAK, INC.; START: 9/1/2026; NOT INVESTMENT RELATED; 2261 MARKET STREET, SUITE 10852 SAN FRANCISCO, CA 08203; SURF CAM ON HOUSE; MONTHLY FEE; 0 HOURS PER MONTH DURING NORMAL TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-09 |
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