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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-09-17 |
| KS | RA | APPROVED | 2015-06-11 |
Branch Locations
8535 East 21St Street N Suite 125, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W Baird | Wichita | KS | 06/2015 | Present |
1) SEDGWICK COUNTY USD #265 GODDARD; INVESTMENT-RELATED; 201 S. MAIN, GODDARD, KS 67052; EDUCATIONAL; BOARD MEMBER; START DATE: 7/1/2005; APPX HRS/MONTH: VARIABLE; HRS DURING TRADING: VARIABLE; TYPICAL OVERSIGHT OF A SCHOOL DISTRICT 2)BREEZY LAKE HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; WICHITA, KS; HOMEOWNERS ASSOCIATION; SECRETARY; START DATE 11/2012; 3 HRS PER MONTH. 3)WICHITA, KANSAS LIBRARY BOARD MEMBER AND WICHITA LIBRARY FOUNDATION MEMBER. NOT INVESTMENT RELATED.200 S. MAIN, WICHITA, KANSAS, 67202. WORKS VARIOUS HOURS PER MONTH AND VARIOUS DURING SECURITIES TRADING HOURS. 4) Name: Kelly Rogers Gubernatorial Inauguration Committee 300 W. 10th Avenue Topeka, KS 66612 Type: Municipal/Government Entity Investment related: No Role: Treasurer Start: 12/2018 Hours: 1 hour/month, none during market hours. Responsibilities: Review campaign finance reports before submission
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-23 |
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