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Calton & Associates, Inc. CRD 20999
$1.58B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-06-30 |
Branch Locations
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Tampa | FL | 09/1987 | Present |
No. 1) Name of Business: Book Publishing. Non-Investment related. Address: 6715 Woodland Dr., Dallas, TX 75225. Nature of Business: Author. Position/Title/Relationship: Author. Start Date: 03/2019. Hours per month: 10. Hours per month during Securities trading hours: 0. Duties/Responsibilities: No duties. Writing for pleasure.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-08 |
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