John Michael Nauman

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 02/2017
  Bankers & Investors Co., Inc.
  Kansas City, KS
• 02/2017 → 12/2017
  Invest Financial Corp
  Tampa, FL
• 01/2018 → Present
  Infinex Investments, Inc.
  Meriden, CT

Previous Registrations

• 2017-02-17 → 2017-12-31
  Invest Financial Corporation
  Olathe, KS
  Olathe, KS
  Kansas City, KS
• 2013-08-07 → 2017-03-01
  Bankers & Investors Co.
  Olathe, KS
  Kansas City, KS
  Kansas City, KS

Other Businesses

1.) Security Bank (Virtue Fianacial Advisers). Insurance sales. Starting Jan 2018. Approx 1 hour per month during trading hours. Commission sales. Agent. 2.) Trustee, Keelen Irrev. Trust. Broadmoor KS. Yes, Investment related. 82 year old Aunt's family trust. Started approx in 2015. Trustee duties, balance check book, dispense req funds, pay life Ins premium. Approx 5 hours per month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-08-06
• S63 Uniform Securities Agent State Law Examination
  1985-05-21

Other Names

• Michael Nauman