Stephen Collins Yager

Current Employers

Employment History

• 01/2009 → Present
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Wichita, KS

Previous Registrations

• 2011-12-16 → 2023-09-01
  Osaic Services, Inc.
  Wichita, KS
• 1996-09-10 → 2011-12-31
  Stephen C. Yager, Cfp
  Wichita, KS

Other Businesses

1. PLYMOUTH INVESTMENT CLUB, NO, SAME AS PREVIOUS, INVEST CLUB, NON-PARTICIPATING MEMBER, 01-04, 0HR.,NO DUTIES; 2. PHOENIX LIFE, NO, LIFE INS., AGENT, 10-95, 1 HR., 3. LIFE INS., AGENT; JACKSON NAT., NO, LIFE INS., AGENT, 01-95, 1 HR. MON., 4. LIFE INS. AGENT; WEST COAST LIFE, NO, LIFE INS., AGENT, 01-02, 1 HR. MON.,LIFE INS. AGENT. 5. SAGEPOINT FINANCIAL; INVESTMENT-RELATED; PHOENIX, AZ USA; FINANCIAL ADVISOR REP; 01/03/2012; 40 HOURS/ 40 SECURITY HOURS; FINANCIAL, ESTATE, TAX, PLANNING, INVESTMENT MNG, ASSET ALLOC. 6. RAINBOWS UNITED CHARITABLE FOUNDATION, INC POSITION: Board Member NATURE: The Rainbows United Charitable Foundation, Inc is a 509(a)(3) supporting organization for the purpose of securing the long-term financial stability of Raindows United, Inc INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2015 ADDRESS: 3223 N Oliver, Wichita KS 67220 DESCRIPTION: There has not been a meeting this year, I understand that the board sets the investment policy of the advisors they hire thru the Wichita Charitable Fund and oversees the amount that is distributed to Rainbows United. 7. TRUSTEE POSITION: Trustee NATURE: GST Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 05/29/2008 ADDRESS: 341 S Crestway, Wichita KS 67218, United States DESCRIPTION: I am the trustee for this trust I make sure all tax returns are prepaired and income is distributed to the beneficiaries and handle the investments. 8. CATHIE J YAGER REVOCABLE TRUST POSITION: Co-Trustee NATURE: This is Revocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/23/2008 ADDRESS: 341 S Crestway, Wichita KS 67218, United States DESCRIPTION: I help my wife manage this Trust 9. LARKSFIELD RETIREMENT COMMUNITIES, INC FOUNDATION BOARD POSITION: Board Member NATURE: Corporation Foundation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/27/2022 ADDRESS: 7373 East 29 st North, Wichita KS 67226, United States DESCRIPTION: Attend meetings once a quarter and 10. KIRBY - YAGER POSITION: Partner - NATURE: Partnership - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1994 ADDRESS: 300 West Douglas, Suite 306 Wichita, KS 67202, Wichita KS 67202, United States DESCRIPTION: Pay the bills file the tax returns and payroll records 11. LARKSFIELD RETIREMENT COMMUNITIES, INC POSITION: Director NATURE: Corporation Nonprofit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/03/2023 ADDRESS: 7373 East 29th St North, Wichita KS 67226, United States DESCRIPTION: I have board meetings once a quarter.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-29
• S63 Uniform Securities Agent State Law Examination
  1988-05-10

Designations

Other Names

• Steve Yager