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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
| FL | RA | APPROVED | 2023-04-12 |
Branch Locations
3101 Maguire Blvd, Ste 256, Orlando, FL 32803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bruce Woodruff Clu & Associates | Orlando | FL | 01/1980 | Present |
| Voya Financial Advisors | Des Moines | IA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
NAME OF ENTITY:Bruce Woodruff CLU & Associates; Yes; 3101 MAGUIRE BLVD STE 256; ORLANDO; FL; 32803; DBA; owner; 1/1/1980; 160; 160; DBA for insurance and securities sales|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3101 MAGUIRE BLVD STE 256; ORLANDO; FL; 32803; fixed insurance sales; INDEPENDENT INSURANCE AGENT; 5/26/2009; 160; 160; sales of fixed insurance products|NAME OF ENTITY:La Amistad Foundation, Inc.; No; 3101 MAGUIRE BLVD STE 256; ORLANDO; FL; 32803; board member; 5/26/2009; 1; 1; vote on every day functions of organization|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-24 |
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