Richard Harry Wagener

Current Employers

Employment History

• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Columbia, MD
• 07/1979 → Present
  Raymond James Financial Services
  Columbia, MD
• 07/1986 → Present
  Financial First Advisors
  Columbia, MD

Other Businesses

(1)Name of Business: Financial First Advisors, Inc Address: 5950 Symphony Woods Rd Ste 412, Columbia, MD, 21044-3591, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/1995 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide financial advice\nHold outside insurance license (2)Name of Business: NA Address: 5950 Symphony Woods Rd Ste 412, Columbia, MD, 21044, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/29/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Insurance Agent- Mass Mutual for Life and DI insurance or other carriers for Fixed products and life insurance (3)Name of Business: Richard Wagener Rate Group; 401K Profit Sharing Plan Address: 5950 Symphony Woods Rd Ste 412, Columbia, MD, 20144, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee for my company's Profit Sharing Plan (4)Name of Business: Self Address: 5950 Symphony Woods Rd Ste 412, Columbia, MD, 21044, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/01/1979 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I occassionally act as an agent for certain life, fixed annuity,DI, LTC during the course of the year. These are only products that cannot be typically obtained through RJIG. (5)Name of Business: Symphony Woods, LLC Address: 5950 Symphony Woods Rd, Columbia, MD, 21044, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 08/15/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (6)Name of Business: Wagener RE. LLC Address: 9126 E. Stayman Drive, Ellicott City, MD, 21042, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/30/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (7)Name of Business: Wagener-Lee, LLC Address: 5950 Symphony Woods Rd Ste 412, Columbia, MD, 21044-3591, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Act as a financial advisor RIA and an executive officer (8)Name of Business: Wagener-Lee, LLC Address: 5950 Symphony Woods Rd Ste 412, Columbia, MD, 21044, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 03/25/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Investment Advisor Representative

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-05
• S63 Uniform Securities Agent State Law Examination
  1980-10-23

Designations