Richard Scott Koblick

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Feller Financial Services
  Boca Raton, FL
• 09/2014 → 06/2021
  Voya Financial Advisors
  Des Moines, IA
• 05/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-05-24 → 2021-06-11
  Voya Financial Advisors, Inc.
  Fort Lauderdale, FL
  Boca Raton, FL
  Miami, FL
  Windsor, CT
  Malden, MA

Other Businesses

NAME OF ENTITY:FELLER FINANCIAL SERVICES; Yes; 1900 GLADES RD STE 354; BOCA RATON; FL; 33431; DBA; REPRESENTATIVE; 1/1/2011; 200; 160; DBA FOR INSURANCE AND SECURITIES|NAME OF ENTITY:Richard Koblick, Inc.; No; 3302 SE 2ND ST; POMPANO BEACH; FL; 33062; S-Corp; President; 3/14/2007; 0; 0; S-corp for tax purposes only.|NAME OF ENTITY:Jewish Community Center; No; 9801 DONNA KLEIN BLVD; BOCA RATON; FL; ; Board of Directors; Board Member; 2/1/2013; 4; 0; Meet monthly to discuse fundraiser and day to day activity.|NAME OF ENTITY: Independent Insurance Agent; Yes; 1900 Glades Rd suite 354; Boca Raton; FL; 33431; Fixed Insurance Sales; Independent Insurance Agent; 9/15/2020; 10; 2; Sales of Fixed Insurance Products|

Exams

• S66 Uniform Combined State Law Examination
  2016-05-18
• S63 Uniform Securities Agent State Law Examination
  2006-10-24

Other Names

• Scott Koblick Richard